Description:
Are you the Sherlock Holmes of regulatory codes, the eagle-eyed guardian of compliance, and the secret agent of all things regulatory? If deciphering legal jargon feels like your version of cracking a secret code, if keeping tabs on compliance is your superpower, then listen up, fellow rule-followers! We're on the lookout for a Regulatory Compliance Specialist extraordinaire to join our clients dynamic team. So, if you're ready to dive into the regulatory rabbit hole with gusto, apply now and let's embark on this adventure together!Responsibilities and Contributions:
- Ensure compliance with relevant licenses, initiating and contributing to the review and maintenance of Compliance Requirement Universe.
- Review critical MI policies related to regulatory compliance.
- Assist in developing Compliance Monitoring Plans and maintain breach management processes.
- Ensure accurate reporting of compliance activities and non-compliance instances.
- Engage with stakeholders including regulators, auditors, clients, and industry bodies.
- Initiate and oversee critical statutory projects relevant to assigned areas.
- Offer support services to stakeholders, including awareness training and professional guidance.
- Provide advice on compliance requirements and assist in preparing statutory applications.
- Support compliance input in business projects to ensure successful implementation.
- Coach junior staff and contribute to skills development and knowledge sharing within the Regulatory Compliance team.
- Bachelor’s degree in relevant field (Law degree preferred).
- Relevant Compliance qualifications and certifications, with experience as an appointed compliance officer for CAT III license preferred.
- Strong familiarity with FAIS, LTIA, PPR’s, and/or CISCA. Exposure to FICA, PFA, POPIA beneficial.
- Minimum 5-8 years of relevant compliance/risk management experience in an Asset Manager/CIS Manco/LISP environment.
Requirements:
- Ensure compliance with relevant licenses, initiating and contributing to the review and maintenance of Compliance Requirement Universe.
- Review critical MI policies related to regulatory compliance.
- Assist in developing Compliance Monitoring Plans and maintain breach management processes.
- Ensure accurate reporting of compliance activities and non-compliance instances.
- Engage with stakeholders including regulators, auditors, clients, and industry bodies.
- Initiate and oversee critical statutory projects relevant to assigned areas.
- Offer support services to stakeholders, including awareness training and professional guidance.
- Provide advice on compliance requirements and assist in preparing statutory applications.
- Support compliance input in business projects to ensure successful implementation.
- Coach junior staff and contribute to skills development and knowledge sharing within the Regulatory Compliance team.
- Bachelor’s degree in relevant field (Law degree preferred).
- Relevant Compliance qualifications and certifications, with experience as an appointed compliance officer for CAT III license preferred.
- Strong familiarity with FAIS, LTIA, PPR’s, and/or CISCA. Exposure to FICA, PFA, POPIA beneficial.
- Minimum 5-8 years of relevant compliance/risk management experience in an Asset Manager/CIS Manco/LISP environment.
13 May 2024;
from:
careers24.com