Description:
Are you a meticulous professional with a passion for regulatory compliance in financial services? Join this team as a Compliance Specialist to manage compliance risks effectively. Key Responsibilities:- Advise teams on compliance requirements and develop risk management plans.
- Conduct compliance reviews and monitor high-risk items within Business Units.
- Translate legislative requirements into practical compliance measures.
- Facilitate workshops to identify regulatory risks and consult on compliance alignment.
- Review operational processes for regulatory compliance.
- Communicate compliance issues and assess mitigation plans.
- Prepare reports for business units and contribute to Board Reporting.
- Maintain positive relationships with internal and external stakeholders.
- Collaborate across risk management areas for a combined assurance approach.
- Degree in Law, Audit or Finance
- Compliance Management postgrad/certificate advantageous.
- 3-5 years of Business Compliance experience in Financial Services.
- Business Processes environment.
Requirements:
- Advise teams on compliance requirements and develop risk management plans.
- Conduct compliance reviews and monitor high-risk items within Business Units.
- Translate legislative requirements into practical compliance measures.
- Facilitate workshops to identify regulatory risks and consult on compliance alignment.
- Review operational processes for regulatory compliance.
- Communicate compliance issues and assess mitigation plans.
- Prepare reports for business units and contribute to Board Reporting.
- Maintain positive relationships with internal and external stakeholders.
- Collaborate across risk management areas for a combined assurance approach.
- Degree in Law, Audit or Finance
- Compliance Management postgrad/certificate advantageous.
- 3-5 years of Business Compliance experience in Financial Services.
- Business Processes environment.
23 Apr 2024;
from:
careers24.com